Contract Compliance & Royalty Investigation
Assisted a rights holder in a multi-year contract compliance investigation involving complex royalty reporting, revenue-sharing arrangements, pricing adjustments, digital product sales, and international transactions. The work included large-scale financial analysis, testing of reported sales activity, evaluation of reporting methodologies, and analysis of amounts potentially due under the agreement.
Asset Misappropriation Investigation
Conducted financial analysis and investigative work involving allegations of diverted funds, misused company assets, and financial irregularities within a privately held organization. The work included transaction analysis, reconstruction of financial activity, and quantification of issues relevant to management and counsel.
Estate and Fiduciary Dispute Matter
Provided financial analysis in a contested estate matter involving allegations of self-dealing, misuse of business assets for personal purposes, and financial harm affecting estate interests. The work included analysis of disputed transactions, evaluation of financial impacts, and support for settlement discussions involving ownership and fiduciary considerations.
Financial Records Reconstruction Matter
Reconstructed incomplete and disputed financial records in connection with a business dispute involving ownership interests, historical transactions, and financial reporting inconsistencies. The work included tracing activity across multiple accounts and developing analyses to support counsel and stakeholders.
IOLTA & Trust Account Reconciliation Matter
Provided specialized trust account and IOLTA reconciliation support involving sensitive fiduciary accounting issues, including periodic reporting to counsel and evaluation of reconciliation discrepancies and account activity.
Federal Government Investigation Matter
Supported legal counsel in connection with a government investigation involving complex financial issues related to Covid relief funding, loan eligibility, and forgiveness-related representations. The work included helping counsel understand and present complex accounting issues clearly.
Governance, Risk & Controls Review
Performed deep-dive evaluations of processes and controls involving cash management, escrow administration, and other higher-risk operational areas for a highly regulated organization. The work included identifying control weaknesses, evaluating risk exposure, and developing remediation considerations and governance-oriented reporting.
Business & Partnership Dispute Matter
Assisted counsel and stakeholders in analyzing disputed financial activity involving business owners and ownership interests. The work included evaluating financial claims, analyzing transactions, assessing economic impacts, and supporting negotiations and dispute-resolution efforts.
Financial Oversight & Advisory Support Engagement
Provided outsourced financial oversight and advisory support for organizations requiring experienced financial leadership, management reporting, board-level reporting, accounting process evaluation, and coordination with outside tax and professional advisors.
Elder Financial Exploitation Matter
Provided financial analysis in a matter involving alleged financial exploitation and disputed transfers affecting a vulnerable adult. The work included tracing financial activity, reviewing account records, and helping counsel understand complex financial relationships and transactions.